LAW7324 (Securities Regulation) course reviews and ratings at Northeastern (NEU). Compare professors with RateMyProfessor reviews.
Surveys major issues in the registration of initial public offerings under the Securities Act of 1933 and relevant provisions of the Securities Exchange Act of 1934, civil liability provisions, and the major exemptions from registration. These regulations must now adapt to the changes and challenges of the 21st century. Engages students in detailed statutory analysis, as well as analysis of judicial and administrative decisions. Raises important public policy issues such as market democracy and the role of regulation, disclosure policy with regard to corporate accountability and social responsibility, and the implications of internet disclosure.
Data updated October 2026.